United States Standards for Livestock and Meat Marketing Claims

From: GPO_OnLine_USDA
Date: 2002/12/30


[Federal Register: December 30, 2002 (Volume 67, Number 250)]
[Notices]
[Page 79552-79556]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
[Doc. No. LS-02-02]

United States Standards for Livestock and Meat Marketing Claims
AGENCY: Agricultural Marketing Service, USDA.
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: These proposed minimum requirements for livestock and meat
industry production/marketing claims, when adopted, will become the
United States Standards for Livestock and Meat Marketing Claims. Some
segments of the livestock and meat industries make claims to
distinguish their products

[[Page 79553]]

from competing products and may request third-party verification by
USDA to increase the credibility of their claims. Verification of such
claims may be accomplished through examination of the product or
through documentation and auditing of the production process.
Specifically, USDA is proposing to establish minimum requirements for
common production/marketing claims that may be used in voluntary USDA
Certified or USDA Verified programs for the livestock and meat
industries.

DATES: Comments must be received on or before March 31, 2003.

ADDRESSES: Written comments, suggestions for additional marketing claim
standards, and other input may be submitted to Chief, Standardization
Branch, Livestock and Seed Program, AMS, USDA, Room 2603-S, Stop 0254,
1400 Independence Avenue, SW., Washington, DC 20250-0254. Comments may
also be sent by fax to (202) 720-1112, by electronic mail to:
marketingclaim@usda.gov or filed via an on-line form through the AMS,
Livestock and Seed Program, Standardization Branch Web site at: http://www.ams.usda.gov/lsg/stand/claimcomment.htm.
 Comments should refer to
Docket No. LS-02-02. All comments received will be made available for
public inspection at the above address during regular business hours (8
a.m.-4:30 p.m.) and will be posted on the Internet at: http://www.ams.usda.gov/lsg/stand/claim.htm.
 Copies of these proposed United
States Standards for Livestock and Meat Marketing Claims are available
through the above addresses or by accessing the Web site at: http://www.ams.usda.gov/lsg/stand/st-pubs.htm
.

FOR FURTHER INFORMATION CONTACT: Chief, Standardization Branch, on 202-
720-4486 or Cara L. Gerken, Marketing Specialist on 405-433-5637.

SUPPLEMENTARY INFORMATION: Section 203 (c) of the Agricultural
Marketing Act of 1946, as amended, directs and authorizes the Secretary
of Agriculture ``To develop and improve standards of quality,
condition, quantity, grade, and packaging, and recommend and
demonstrate such standards in order to encourage uniformity and
consistency in commercial practices.'' USDA is committed to carrying
out this authority in a manner that facilitates the marketing of
agricultural commodities. One way of achieving this objective is
through the development and maintenance of voluntary standards by AMS.
    Participants wishing to become USDA Verified for marketing claims
based on these standards must provide the documentation and records
necessary to verify the accuracy of the claims. Since the USDA Verified
programs are specific to each participant, a standardized format for
the documents and records will not be established.
    AMS is proposing the adoption of new United States Standards for
Livestock and Meat Marketing Claims, in accordance with procedures
published in the August 13, 1997, Federal Register and that are
contained in Part 36 of Title 7 of the Code of Federal Regulations (7
CFR Part 36).

Paperwork Reduction Act

    This notice codifies industry consensus standards which have been
used in ``USDA Process Verified'' programs under the Quality Systems
Certification Program (QSCP). The QSCP is included in the current
services of the Meat Grading and Certification Branch in 7 CFR Part
54.4 (63 FR 72102, Dec. 31, 1998). The information collection reporting
requirements for those services were approved under Office of
Management and Budget (OMB) Control No. 0581-0124, dated June 2, 2000.
    In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C.
Chapter 35), the recordkeeping requirements and burden for the
Livestock and Meat Marketing Claims Standards will be detailed in
another anticipated rulemaking that will establish a new part in the
Code of Federal Regulations for a Quality System Verification Program
under the LS Program's Audit, Review, and Compliance Branch. AMS
intends to have these recordkeeping burden requirements become a part
of OMB Control No. 0581-0183. The Livestock and Meat Marketing Claims
Standards recordkeeping burden will be incorporated when a request for
a revision to and extension of OMB Control No. 0581-0183 is submitted
to the Office of Management and Budget.

Background

    Since the late 1970's, some livestock and meat industry companies
and individual producers have sought USDA services to increase the
value of their products (live animals or meat products) by
distinguishing them from competing commodity products. Advertising and
promotions, which often highlight production and marketing practices,
are examples of the methods companies and individuals have utilized to
``set their products apart.''
    Since 1978 the Livestock and Seed (LS) Program has provided
certification for a number of claims related to product traits of beef,
pork, and lamb carcasses, with or without accompanying claims for
breed. Validity was added to the claims because the product was ``USDA
Certified''. Since 1996 the LS Program has offered a verification
service to verify claims that cannot be ascertained by direct
examination of the product. This verification program allows
participants to declare ``USDA Verified'' for one or more system
attributes such as feeding practices, or other pre- and post-harvest
processes. Participants must have a documented quality management
program covering all aspects of their system and must submit to
periodic audits by AMS.
    As multiple organizations began to seek USDA verification of the
same or similar production practices, the LS Program determined it
would be beneficial to establish minimum standards for common
production/marketing claims. Certification service requests, along with
information obtained during the administration of USDA Verified
programs, led the LS Program to develop these proposed United States
Standards for Livestock and Meat Marketing Claims. Standardization of
these marketing and production claims will permit marketers and
purchasers of these products to make informed decisions by using common
trade language.
    Many product labels that include these marketing claims must be
submitted to the Food Safety and Inspection Service (FSIS), Labeling
and Consumer Protection Staff (LCPS), for evaluation prior to use. LCPS
is USDA's policy authority on domestic and imported meat, poultry, and
egg product labeling, standards, and ingredients. Therefore, the LS
Program and LCPS have cooperatively developed these marketing claim
standards. Participants whose products or processes do not meet these
minimum requirements will not be recognized as USDA Certified or USDA
Verified by AMS, and LCPS will not approve labels citing certification
of such claims. In addition, LCPS will refer to these standards as
guidelines for approval of labels making such marketing claims.
    The proposed marketing claim standards may be used in conjunction
with existing regulations or voluntary USDA grade standards in USDA
Certified and USDA Verified programs. Minimum breed claim criteria
shall be established by national breed associations. Since National
Pedigreed Livestock Council (NPLC) is the only

[[Page 79554]]

multi-species organization for livestock breed associations, AMS will
refer to NPLC members as the designated national breed association.
Breed associations that are not members of NPLC may petition AMS for
the purpose of establishing a national breed claim program. If a
national breed association does not have minimum breed claim criteria,
breed claims must be traceable to a parent registered with the national
breed association.
    Based on LS Program experience with USDA Certified and USDA
Verified programs, research into standard practices and procedures, and
requests from the livestock and meat industries, AMS identified the
need to establish minimum standards for marketing and production
claims. In addition to relying on their own expertise, LS Program
marketing specialists obtained input from a number of individual
experts in government, industry, and academia while drafting these
proposed standards and their corresponding thresholds.
    AMS is seeking public comment on the following proposed United
States Standards for Livestock and Meat Marketing Claims. New
participants in USDA Certified or USDA Verified programs will be
required to adhere to the United States Standards for Livestock and
Meat Marketing Claims immediately. A current participant in USDA
Certified or USDA Verified programs, whose system does not comply with
these standards, will have 60 days from the final publication of these
standards to bring their system into compliance. If a participant fails
to bring their system into compliance, AMS will withdraw its USDA
Certified or USDA Verified approval and notify LCPS that the basis for
their label approval is no longer valid. USDA Certified or USDA
Verified program participants who are notified their programs will be
withdrawn may submit a written appeal, within 30 days of program
withdrawal notification, to the Deputy Administrator, Livestock and
Seed Program, AMS. The Deputy Administrator will respond promptly with
a written decision which will be final. Unless otherwise noted, these
standards apply to cattle, sheep, swine, their carcasses, and meat
products.

United States Standards for Livestock and Meat Marketing Claims

Claims Relating to Live Animal Production

    Antibiotic Claims--Background: To reduce the risk of antibiotic
residues, the Food and Drug Administration (FDA) requires withdrawal of
antibiotics from animals for a specified period prior to harvest.
Existing antibiotic-residue testing technology can detect residues that
exceed the FDA's minimum thresholds. These tests do not have the
sensitivity to verify ``antibiotic-free'' or that no antibiotics were
ever administered. After an antibiotic is administered for treatment,
the body slowly depletes the traceable residue. ``Antibiotic-free''
marketing claims are not allowed by LCPS; however, LCPS will allow ``no
detectable antibiotic residue'' claims if the product is tested and the
science-based test protocol is provided to LCPS. Since some consumers
prefer meat products from animals that have not been fed and/or treated
with antibiotics and some producers are willing to provide additional
assurances of compliance with regulatory requirements, other limited
product claims regarding antibiotic treatments are allowed by LCPS.
When such antibiotic claims are made, they must be supported by feed
formulations, pharmaceutical invoices, or other appropriate
documentation, that verifies animals have not received antibiotics in
feed or water and whether they have been treated for illness.
Procedures for handling sick animals must be documented.
    Claim and Standard:
    [sbull] No antibiotics used, or Raised without antibiotics. --
Livestock have never received antibiotics from birth to harvest.
    [sbull] No subtherapeutic antibiotics added, or Not fed
antibiotics. `` Livestock are not fed subtherapeutic levels of
antibiotics. They may receive treatment for illness provided the
approved FDA withdrawal period is observed.
    [sbull] No detectable antibiotic residue (analyzed by ``method
x'').--LCPS requires additional information on the label that clearly
informs the consumer/purchaser that the animal may have been treated
with antibiotics. Livestock may receive antibiotics during the
production phase, provided:
    (1) All antibiotics are withdrawn at least 30 days beyond the
minimum FDA withdrawal requirement (e.g., if the FDA minimum withdrawal
period is 10 days, the minimum withdrawal period for the United States
Standard for Livestock and Meat Marketing Claims would be at least 40
days); and,
    (2) Livestock and meat products contain no detectible antibiotic
residue as verified by statistical sampling analysis using a science-
based testing protocol. The specific test protocol and sensitivity of
that method must be disclosed (``method x'').
    Breed Claims.--Claims for breed of livestock must meet criteria
established by an AMS-recognized U.S. breed association for the
referenced breed. If the breed association does not establish criteria
for this claim, animals must be traceable to a parent registered with a
breed association.
    Free Range Claims--Background: These claims relate to the practice
of allowing livestock to have continuous and unconfined access to
pasture throughout their life cycle. Producers must verify how
livestock are cared for during normal and inclement weather conditions,
birthing, or other conditions that would merit special protection.
Since some consumers prefer products from animals that have been raised
using these production practices, producers may seek to improve their
returns by appealing to such market niches.
    Claim and Standard:
    [sbull] Free Range, Free Roaming, or Pasture Raised. `` Livestock
that have had continuous and unconfined access to pasture throughout
their life cycle, including:
    Cattle *--Shall never be confined to a feedlot.
    Sheep *--Shall never be confined to a feedlot.
    Swine *--Shall have continuous access to pasture for at least 80%
of their production cycle.
    * FSIS requires product labels from red meat species with these
claims also include the following further qualifying statement: ``Free
Range--Never Confined to Feedlot.''
    Geographic Location Claims--Background: Producers, processors, and
retail/foodservice operators may want to differentiate their products
by identifying the geographic region where the product was produced.
References to individual States, countries, or specific or general
geographic areas (e.g., Dakotas, Western) will constitute geographic
location claims.
    Claim and Standard:
    [sbull] Location of Raising (e.g., ``Mid-Western Raised Lamb'' or
``Raised in Montana'').--The livestock are raised/grown in the
specified geographic location from birth to harvest.
    [sbull] Location of Finishing (e.g., ``Rocky Mountain Fed Lamb'' or
``Nebraska Fed Beef'').--The livestock are fed/finished in the
specified geographic location for at least the last 100 days prior to
harvest.
    Grain Fed Claims--Background: Livestock are finished on high
concentrate rations (grain feeding) to enhance meat palatability. A
high concentrate grain ration is any cereal plant product that meets or
exceeds 60

[[Page 79555]]

Mega calories (Mcal) Net Energy for gain (NEg) per 100 pounds of ration
dry matter (1996 NRC for cattle, 1998 NRC for swine).
    Claim and Standard:
    [sbull] Grain Fed (e.g., Corn Fed, if corn is the primary
ingredient).--
    Cattle--
    (1) Average grain consumption must equal 50% or more of the ration;
    (2) NEg must average at least 60 Mcal per 100 pounds of ration dry
matter;
    (3) Dry Matter Intake (DMI) during the finishing phase must be at
least equal to: ((Cattle shrunk weight at the beginning of the
finishing phase x 0.014) + 10 pounds). DMI tolerance cannot be less
than 10% of this formula; and,
    (4) Minimum number of days on feed is 100 days for slaughter steers
and heifers and 30 days for cows.
    Lambs--
    (1) Average grain consumption must equal 50% or more of the ration;
and,
    (2) Minimum number of days on feed for slaughter lambs is 50 days.
    Swine--
    (1) Average grain consumption must equal: (a) 45% or more of the
nursery phase (pig weight: 15-65 pounds) ration; and, (b) 65% or more
of the finishing phase (pig weight: 65-300 pounds) ration.
    (2) Minimum number of days on feed for slaughter hogs is 60 days.
    Grass Fed Claims--Background: This claim refers to the feeding
regimen for livestock raised on grass, green or range pasture, or
forage throughout their life cycle, with only limited supplemental
grain feeding allowed. Since it is necessary to assure the animal's
well being at all times, limited supplementation is allowed during
adverse environmental conditions. Grass feeding usually results in
products containing lower levels of external and internal fat
(including marbling) than grain-fed livestock products.
    Claim and Standard:
    [sbull] Grass Fed.--Grass, green or range pasture, or forage shall
be 80% or more of the primary energy source throughout the animal's
life cycle.
    Hormone Claims--Background: Hormones * are synthetic or naturally
occurring compounds which have been shown to improve gain and feed
efficiency, stimulate growth, and/or control reproductive activity.
Since all plants and animals produce hormones, a ``hormone-free'' plant
or meat product is a misnomer and a ``hormone-free'' marketing claim
cannot be made. However, since some consumers prefer meat products from
animals that have not received supplemental hormones and some markets
restrict the sale of hormone-treated products, the following claims and
standards will be recognized.
    Claim and Standard:
    [sbull] No supplemental hormones * used, Raised without
supplemental hormones*, or No added hormones*.--The livestock have
never received supplemental hormones from birth to harvest.
    [sbull] No hormones* administered during finishing.--The livestock
have not received supplemental hormones during the feeding/finishing
period.
    * The terms ``hormone,'' ``growth promotant,'' ``growth
stimulant,'' and ``implant'' are used interchangeably.
    Livestock Identification Claims--Background: Livestock
identification is used to establish ownership, ancestry, pedigree, or
age; to trace origin of livestock; or to manage herd health, artificial
insemination, and performance testing programs. Livestock
identification from birth or a stated point of production through
retail product outlets may also address consumer requests for more
information about the characteristics of products they buy and increase
returns to producers.
    Claim and Standard:
    [sbull] Source Verified.--Must include the following:
    (1) Method of livestock identification;
    (2) Location(s) where livestock are born, raised, fed, harvested,
and processed; and,
    (3) Identification of the producer(s).
    [sbull] Individual Animal Identification.--Must fulfill the Source
Verified requirements and also have unique, individual animal
identification. The American Information Number (AIN) system or other
numbering scheme that provides for unique identification of animals and
verification of program claims may be used.
    Preconditioning Claims--Background: Preconditioning of animals by
livestock producers can yield advantages in the livestock raising
process by reducing animal stress, mortality rates, shrinkage, and the
transition time required to start animals on feed.
    Claim and Standard:
    [sbull] Preconditioned for ``x'' days (where ``x'' is the number of
days prior to sale/shipping).--Animals for which a preconditioning
claim is made must receive the following treatments (as appropriate) at
least 45 days prior to their sale/shipment:
    (1) Dehorning (when applicable);
    (2) Castration (if male);
    (3) Vaccinations;
    (4) Treatment for control of parasites;
    (5) Weaning; and,
    (6) Training to eat and drink from feed and water bunks.
    Vitamin E Claims--Background: Inclusion of Vitamin E in feed
rations, in the form of alpha-tocopheryl acetate, has been shown to
improve product color and case life. Promotion of Vitamin E use is
limited to livestock producers, packers, and wholesalers. Retail-
marketing claims, such as ``Vitamin E fed'' or ``Vitamin E enhanced,''
are not allowed by FSIS because consumers do not receive a supplemental
level of Vitamin E by consuming Vitamin E-fed beef. Animal
identification, reviewing feed rations and records, and testing feed
samples and muscle tissue samples may be verification elements to
support this claim.
    Claim and Standard:
    [sbull] Cattle have been fed supplemental levels of Vitamin E.
(Promotion of Vitamin E use is limited to livestock producers, packers,
and wholesalers.)--(1) Minimum of 50,000 International Units (IU)/head
during feeding period (IU tolerance = +/-15%); (2) Minimum feeding
period of 30 days; and, (3) Minimum carcass alpha-tocopheryl acetate
concentration from the neck muscle (rectus capiti dorsalis major) not
less than 3.2 micrograms ([mu]g) alpha-tocopheryl acetate/gram (g) of
tissue. (Alpha-tocopheryl acetate concentration tolerance = +/-15%).

Claims Relating to Product (Meat) Characteristics

    Aged Meat Claims--Background: Aging is the process by which meat
(carcasses or cuts) is held at a controlled temperature for a specified
period, beginning at the time of harvest, to allow enzymatic activity
to degrade complex proteins and promote the development of flavor and
tenderness. When product is ``dry aged'' humidity control is also a
critical element of the aging process.
    Claim and Standard:
    [sbull] Aged Meat Products.--Type of aging and length of postmortem
aging (in days) must be specified. The actual number of days aged and
type of aging (dry or wet) may also appear on the retail label.
    Beef.--Must be wet aged for a minimum of 21 days or dry aged for a
minimum of 35 days.
    Electrical Stimulation Claims--Background: Electrical stimulation
improves muscle tenderness by minimizing cold shortening, increasing
enzyme activation at higher carcass temperatures (thereby accelerating
the aging process), and by physical disruption of muscle fibers through
extreme muscle contractions. It further results in an accelerated rate
of

[[Page 79556]]

postmortem pH decline as well as an accelerated onset of rigor mortis.
    Claim and Standard:
    [sbull] Electrically Stimulated Beef.--The electrical stimulation
applied to the carcass must meet the following minimum requirements:
    (1) The cross product of voltage and amperage (voltage multiplied
by amperage) must be = 500; and,
    (2) Consist of at least three cycles with a minimum pulse of
= 1.5 seconds ``on'' and = 1.0 second ``off.''
    Tenderness Claims--Background: Although individual perceptions
vary, for most consumers increased tenderness and juiciness, as well as
flavor intensity, contribute to an increase in overall palatability. Of
all the palatability attributes, tenderness is the most critical to
consumers. Results of objective measurements (e.g., mechanical
measures, such as Warner-Bratzler Shear [WBS] or Instron tests) or
subjective evaluations (e.g., taste panel scores) can be used to
develop quantitative ranking systems which provide a relative level or
degree of tenderness. Factors such as degree of doneness, physical size
of a sample, and orientation of muscle fibers (among others) can
dramatically affect the results of tenderness evaluations. Therefore,
specific details of evaluation techniques and conditions used to
establish tenderness claims must be fully documented.
    Claim and Standard:
    [sbull] ``Company X's'' Tender ``Species.''--A tenderness
management system must include at least 3 of the following controlled
elements and must be statistically verified (P <= 0.05) to meet an
objective tenderness evaluation of a WBS score <= 4.0 kg, using a \1/2\
inch (1.27 cm) core, when cooked to 160[deg]F (71[deg]C).* The
objective tenderness evaluation must be revalidated on an annual basis.
    Controlled Elements: (1) Genetics; (2) Age of livestock; (3)
Feeding management; (4) Electrical stimulation; (5) Aging; (6)
Ingredients added to enhance tenderness; (7) Instrument assessment
(e.g., validated carcass sorting system, pH values, etc.); or, (8)
Mechanical (e.g., blade tenderization, etc.).
    * Protocol shall be as established in the 1995 edition of the
American Meat Science Association's Research Guidelines for Cookery,
Sensory Evaluation, and Instrumental Tenderness Measurements of Fresh
Meat. (Available from the National Cattlemen's Beef Association,
Centennial, CO.)

    Dated: December 20, 2002.
A.J. Yates,
Administrator, Agricultural Marketing Service.
[FR Doc. 02-32806 Filed 12-27-02; 8:45 am]

BILLING CODE 3410-02-P



This archive was generated by hypermail 2b29 : 2003/01/02 EST